區塊鏈賦能智能情報分析算法風險治理機制研究

馬海群 張濤

摘? ?要：人工智能技術在情報分析中的廣泛運用，為決策與服務帶來便捷的同時，智能算法所帶來的風險問題也尤為突出，而對智能情報分析算法風險治理機制的創新研究是系統化、科學化防范與化解算法帶來安全風險的主要手段，具有重要的現實意義。文章研究闡釋了智能情報分析算法所面臨的風險，從用戶層、機制層和過程層三個視角分析了區塊鏈賦能智能情報分析算法風險治理框架，并最終形成將區塊鏈與智能情報分析算法風險相融合的分析治理機制。從共識協議賦能算法風險預警機制、智能合約賦能算法風險監測機制、激勵規則賦能算法風險自治機制和時間戳溯源賦能算法風險回溯機制四個方面分析機制核心內涵，旨在為政府及情報工作機構算法風險治理提供決策與借鑒。

關鍵詞：區塊鏈；智能情報分析；算法風險；治理機制；算法治理

中圖分類號：G353? ?文獻標識碼：Ａ? ?DOI：10.11968/tsyqb.1003-6938.2023006

Abstract The widespread application of artificial intelligence technology in intelligence analysis， it brings convenience to decision-making and services， but the risk problem brought by intelligent algorithms is also particularly prominent. The innovative research on the risk management mechanism of intelligent intelligence analysis algorithms is systematic， The main means of scientifically preventing and resolving the security risks brought by algorithms have important practical significance. The risks faced by intelligent intelligence analysis algorithms are studied and explained. the risk governance framework of blockchain empowerment intelligent intelligence analysis algorithms is analyzed from three perspectives： user level， mechanism level and process level. The risk of blockchain and intelligent intelligence analysis algorithms is combined to form a governance mechanism. Analyzes the core connotation of the mechanism from four aspects： the consensus agreement enabling algorithm risk early warning mechanism， the smart contract enabling algorithm risk monitoring mechanism， the incentive rule enabling algorithm risk autonomy mechanism and the time stamp enabling algorithm risk backtracking mechanism， aiming to provide decision-making and reference for the government and the intelligence work organization algorithm risk governance.

Key words blockchain empowerment; intelligent intelligence analysis; algorithmic risk; governance mechanism; algorithmic governance

智能算法是以人工智能技術為依托，數據為基礎，進而建立解決特定問題的計算機程序模型。隨著算法在情報分析項目中的廣泛運用，其帶來的安全風險更具隱蔽性。算法風險是大數據與人工智能時代情報分析所特有的研究問題，傳統監管模式下的風險防范和治理機制已無法有效化解算法應用所引發的社會風險，不受監管的算法極易成為違法行為和權力濫用的避風港。黨的二十大報告中強調提高防范化解重大風險能力，嚴密防范系統性安全風險，同時加快建設數字中國的決策部署，而加強算法風險防范與治理研究符合總體國家安全發展戰略需求與戰略導向。……